# How Cache safeguards your assets

Your assets are held at world‑class custodians, protected by layers of regulation, insurance, and independent oversight.

## Our guardrails to ensure asset protection

### Owned by fund investors
Each Cache Exchange Fund operates as an independent legal entity, fully owned by its investors. While Cache Advisors acts as the appointed advisor, Cache holds no ownership stake. Our funds sit outside our corporate structure, and advisory responsibilities can seamlessly transfer to another qualified advisor if needed.

### Institutional asset custody
Cache Exchange Funds are custodied at Bank of New York Mellon—the oldest bank in America, and the world’s largest custodian bank, overseeing $53.1 trillion in client assets.

[Read the “Strength and Stability” report on BNY’s website](https://www.bny.com/assets/pershing/documents/pdfs/strength-and-stability.pdf)

### Independent fund oversight
Our exchange funds are independently administered by leading fund admins, recognized among the best in the U.S. Additionally, each fund undergoes a rigorous annual financial audit, ensuring meticulous oversight and transparency.

[Request an audit summary](https://usecache.com/enroll?cta=request-audit-summary)

### Registered and regulated by the SEC
Cache Securities and Cache Advisors are registered with the U.S. Securities and Exchange Commission (SEC) as a broker-dealer and an investment adviser. Each follows its own set of rules covering how we operate, communicate with clients, and market our services.

[Cache Advisors on SEC IAPD](https://adviserinfo.sec.gov/firm/summary/323063) [Cache Securities on FINRA BrokerCheck](https://brokercheck.finra.org/firm/summary/319607)

## By the numbers

### 15+ years
Financial runway based on revenues and cash-on-hand

### $1.4B+
Assets as of April 15th 2026

### $30B+
Assets previously managed by our investment team

## Testimonials

Client: R Singh, Ex-Google

"Cache has put together an experienced, professional team that brings the tax-efficient strategies of the ultra-wealthy to the masses. Ever since I learned about exchange funds I've been looking for something like Cache - a simple, transparent, and accessible product to diversify tax efficiently."

Client: David, Ex-Tesla Program Leader

"Ever since I learned about exchange funds I've been looking for something like Cache - a simple, transparent and accessible product to diversify tax efficiently. Exchange funds are offered by other firms, but they’re always extremely expensive and not as transparent as I wanted them to be."

Client: Rohit Parchuri, CISO, SVP Cyber Security at Yext

"With other exchange funds, I really did not understand what my options were. It was so confusing that I didn’t know what to do. By using Cache, I felt like I made a smart decision."

### A message from the founder

## Our highest priority
"We’re often helping our clients with the largest financial asset they own. We built Cache on a strong foundation to take on that responsibility. We aim to offer the gold standard in asset safety and financial controls, and spent two years in stealth building that technical and financial infrastructure. I was our first client, on both the Cache Exchange Fund and Cache Long/Short."

- **Srikanth Narayan, Founder & CEO**

## Frequently Asked Questions

### How are my shares moved into the fund?
You transfer your shares from your current brokerage to your Cache brokerage account, held at Apex Clearing. Once you finish the paperwork, they are absorbed into the fund held at BNY Mellon on the close date.

### Are my assets insured?
Brokerage accounts receive SIPC protection up to $500K in securities and $250K in cash. Both BNY Mellon and Apex maintain private excess insurance that extends beyond SIPC limits.

### Is my personal data private and secure?
All data is encrypted at rest and in transit. We enforce mandatory two‑factor authentication. Strict security and privacy controls are in place within our infrastructure.

### Is Cache currently self-sustainable?
At our current asset level and revenues, we are able to run the company self-sustainably. While we are investing for the future, our annual burn is meager, and we have more than 15 years of runway left.